Hostname: page-component-8448b6f56d-c47g7 Total loading time: 0 Render date: 2024-04-19T03:28:19.163Z Has data issue: false hasContentIssue false

Nature or Nurture? Judicial Lawmaking in the European Court of Justice and the Andean Tribunal of Justice

Published online by Cambridge University Press:  12 October 2010

Karen J. Alter
Affiliation:
Northwestern University, Evanston, Illinois. E-mail: kalter@northwestern.edu
Laurence R. Helfer
Affiliation:
Duke University School of Law, Durham, North Carolina. E-mail: helfer@law.duke.edu
Get access

Abstract

Are international courts power-seeking by nature, expanding the reach and scope of international rules and the courts' authority where permissive conditions allow? Or, does expansionist lawmaking require special nurturing? We investigate the relative influences of nature versus nurture by comparing expansionist lawmaking in the European Court of Justice (ECJ) and the Andean Tribunal of Justice (ATJ), the ECJ's jurisdictional cousin and the third most active international court. We argue that international judges are more likely to become expansionist lawmakers where they are supported by substate interlocutors and compliance constituencies, including government officials, advocacy networks, national judges, and administrative agencies. This comparison of two structurally identical international courts calls into question prevailing explanations of ECJ lawmaking, and it suggests that prevailing scholarship puts too much emphasis on the self-interested power-seeking of judges, the importance of institutional design features, and the preferences of governments to explain lawmaking by international courts.

Type
Research Article
Copyright
Copyright © The IO Foundation 2010

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

REFERENCES

Alter, Karen J. 2000. The European Union's Legal System and Domestic Policy: Spillover or Backlash? International Organization 54 (3):489518.CrossRefGoogle Scholar
Alter, Karen J. 2001. Establishing the Supremacy of European Law: The Making of an International Rule of Law in Europe. Oxford, England: Oxford University Press.Google Scholar
Alter, Karen J. 2008. Delegating to International Courts: Self-Binding vs. Other-Binding Delegation. Law and Contemporary Problems 71:3776.Google Scholar
Alter, Karen J. 2009. The European Court's Political Power: Selected Essays. Oxford, England: Oxford University Press.CrossRefGoogle Scholar
Andean Tribunal of Justice. 2004. Testimonio Comunitario. Quito, Ecuador: Tribunal de Justicia de la Comunidad Andina.Google Scholar
Avery, William P., and Cochraine, James D.. 1973. Innovation in Latin American Regionalism: The Andean Common Market. International Organization 27 (2):181223.CrossRefGoogle Scholar
Boltho, Andrea. 1982. The European Economy: Growth and Crisis. Oxford, England: Oxford University Press.Google Scholar
Burley, Anne-Marie, and Mattli, Walter. 1993. Europe Before the Court: A Political Theory of Legal Integration. International Organization 47 (1):4176.CrossRefGoogle Scholar
Carrubba, Clifford J., Gabel, Matthew, and Hankla, Charles. 2008. Judicial Behavior Under Political Constraints: Evidence from the European Court of Justice. American Political Science Review 104 (4):435–52.CrossRefGoogle Scholar
Cavallaro, James L., and Brewer, Stephanie Erin. 2008. Reevaluating Regional Human Rights Litigation in the Twenty-First Century: The Case of the Inter-American Court. American Journal of International Law 102 (4):768827.CrossRefGoogle Scholar
Cohen, Antonin, and Madsen, Michael Rask. 2007. ‘Cold War Law:’ Legal Entrepreneurs and the Emergence of a European Legal Field (1946–1965). In European Ways of Law: Towards a European Sociology of Law, edited by Gessner, Volkmar and Nelken, David, 175200. Oxford, England: Hart.Google Scholar
Dargent, Eduardo. 2009. Determinants of Judicial Independence: Lessons from Three ‘Cases’ of Constitutional Courts in Peru (1982–2007). Journal of Latin American Studies 41:251–78.CrossRefGoogle Scholar
Davies, William. 2008. The Constitutionalisation of the European Community: West Germany between Legal Sovereignty and European Integration, 1949–1974. Ph.D. diss., King's College, University of London, London.Google Scholar
Denning, Lord Alfred Thompson. 1990. The European Court of Justice: Judges or Policy Makers? London: Bruge Group.Google Scholar
Dezalay, Yves, and Garth, Bryant G.. 2002. The Internationalization of Palace Wars: Lawyers, Economists, and the Contest to Transform Latin American States. Chicago: University of Chicago Press.CrossRefGoogle Scholar
Gabel, Matthew, and Carrubba, Clifford J.. 2009. The European Court of Justice as an Engine of Economic Integration: Reconsidering Evidence That the ECJ Has Expanded Economic Exchange in Europe. CELS 2009 4th Annual Conference on Empirical Legal Studies Paper. Available at ⟨http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1444500⟩. Accessed 22 June 2010.CrossRefGoogle Scholar
García Amador, F. V. 1978. The Andean Legal Order: A New Community Law. Dobbs Ferry, N.Y.: Oceana Publications.Google Scholar
Garrett, Geoffrey, Kelemen, R. Daniel, and Schulz, Heiner. 1998. The European Court of Justice, National Governments and Legal Integration in the European Union. International Organization 52 (1):149–76.CrossRefGoogle Scholar
Ginsburg, Tom. 2005. Bounded Discretion in International Judicial Lawmaking. Virginia Journal of International Law 43 (3):631–73.Google Scholar
Goldstein, Judith H., Rivers, Douglas, and Tomz, Michael. 2007. Institutions in International Relations: Understanding the Effects of GATT and WTO on World Trade. International Organization 31 (1):3767.Google Scholar
Hartley, Trevor C. 1996. The European Court, Judicial Objectivity and the Constitution of the European Union. Law Quarterly Review 112:95109.Google Scholar
Hartley, Trevor C. 1999. Constitutional Problems of the European Union. Oxford, England: Hart.Google Scholar
Hawkins, Darren G., and Jacoby, Wade. 2008. Agent Permeability, Principal Delegation and the European Court of Human Rights. Review of International Organizations 3 (1):128.CrossRefGoogle Scholar
Hawkins, Darren G., Lake, David A., Nielson, Daniel L., and Tierney, Michael J.. 2006. Delegation Under Anarchy: States, International Organizations and Principal-Agent Theory. In Delegation and Agency in International Organizations, edited by Hawkins, Darren G., Lake, David A., Nielson, Daniel L., and Tierney, Michael J., 338. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Helfer, Laurence R. 2002. Overlegalizing Human Rights: International Relations Theory and the Commonwealth Caribbean Backlash Against Human Rights Regimes. Columbia Law Review 102 (7):1832–911.Google Scholar
Helfer, Laurence R. 2005. Exiting Treaties. Virginia Law Review 91 (7):1579–648.Google Scholar
Helfer, Laurence R., and Alter, Karen J.. 2009. The Andean Tribunal of Justice and Its Interlocutors: Understanding the Preliminary Ruling Reference Patterns in the Andean Community. New York University Journal of International Law and Politics 42 (4):871928.Google Scholar
Helfer, Laurence R., Alter, Karen J., and Guerzovich, Maria Florencia. 2009. Islands of Effective International Adjudication: Constructing an Intellectual Property Rule of Law in the Andean Community. American Journal of International Law 103:147.CrossRefGoogle Scholar
Helfer, Laurence R., and Slaughter, Anne-Marie. 1997. Toward a Theory of Effective Supranational Adjudication. Yale Law Journal 107 (2):273391.Google Scholar
Helmke, Gretchen. 2005. Courts Under Constraint: Judges, Generals, and Presidents in Argentina. Cambridge: Cambridge University Press.Google Scholar
Hoffmann, Stanley. 1966. Obstinate or Obsolete? The Fate of the Nation-State and the Case of Western Europe. Daedalus 95 (3):862915.Google Scholar
Hojman, David E. 1981. The Andean Pact: Failure of a Model of Integration? Journal of Common Market Studies 20 (2):139–59.CrossRefGoogle Scholar
Ipsen, Hans Peter. 1964. Haager Kongreß für Europarecht und Bericht über di Aktuelle. Neue Juristische Wochenschrift (8):339–43.Google Scholar
Keener, E. Barlow. 1987. The Andean Common Market Court of Justice: Its Purpose, Structure, and Future. Emory Journal of International Dispute Resolution 2 (1):3772.Google Scholar
Kenney, Sally. 1998. The Members of the Court of Justice of the European Communities. Columbia Journal of European Law 5 (1):101–33.Google Scholar
Keohane, Robert O., Moravcsik, Andrew, and Slaughter, Anne-Marie. 2000. Legalized Dispute Resolution: Interstate and Transnational. International Organization 54 (3):457–88.CrossRefGoogle Scholar
Madsen, Mikael Rask. 2010. Legal Diplomacy: Politics and the Genesis of Postwar European Human Rights. In Human Rights in the Twentieth Century: A Critical History, edited by Hoffmann, Stephan Ludwig. Cambridge: Cambridge University Press.Google Scholar
Madsen, Mikael Rask, and Vauchez, Antoine. 2005. European Constitutionalism at the Cradle. Law and Lawyers in the Construction of a European Political Order (1920–1960). In Lawyers' Circles: Lawyers and European Legal Integration, edited by Jettinghoff, Alex and Schepel, Harm J. C., 1534. The Hague, Netherlands: Elsevir Reed.Google Scholar
Maduro, Miguel Poiares. 1998. We the Court: The European Court of Justice and the European Economic Constitution: A Critical Reading of Article 30 of the EC Treaty. Oxford, England: Hart.Google Scholar
Mancini, G. Federico. 1989. The Making of a Constitution for Europe. Common Market Law Review 24:595614.CrossRefGoogle Scholar
Mattli, Walter, and Slaughter, Anne-Marie. 1998. Revisiting the European Court of Justice. International Organization 52 (1):177209.CrossRefGoogle Scholar
Merryman, John Henry, and Pérez-Perdomo, Rogelio. 2007. The Civil Law Tradition: An Introduction to the Legal Systems of Europe and Latin America. 3d ed.Stanford, Calif.: Stanford University Press.CrossRefGoogle Scholar
Milward, Alan S. 1992. The European Rescue of the Nation-State. London: Routledge.Google Scholar
Moravcsik, Andrew. 1997. Explaining International Human Rights Regimes: Liberal Theory and Western Europe. European Journal of International Relations 1 (2):157–89.CrossRefGoogle Scholar
O'Keefe, Thomas Andrew. 1996. How the Andean Pact Transformed Itself into a Friend of Foreign Enterprise. International Lawyer 30 (4):811824.Google Scholar
Peers, Steve. 2001. Fundamental Right or Political Whim? WTO Law and the European Court of Justice. In The EU and the WTO: Legal and Constitutional Issues, edited by de Búrca, Gráinne and Scott, Joanne, 111–30. Oxford, England: Hart.Google Scholar
Pitarakis, Jean-Yves, and Tridimas, George. 2003. Joint Dynamics of Legal and Economic Integration in the European Union. European Journal of Law and Economics 16 (3):357–68.CrossRefGoogle Scholar
Pollack, Mark A. 2003. The Engines of European Integration: Delegation, Agency, and Agency Setting in the EU. Oxford, England: Oxford University Press.CrossRefGoogle Scholar
Posner, Eric A., and Yoo, John C.. 2005. A Theory of International Adjudication. California Law Review 93 (1):172.Google Scholar
Rasmussen, Hjalte. 1986. On Law and Policy in the European Court of Justice. Dordrecht, The Netherlands: Martinus Nijhoff.CrossRefGoogle Scholar
Rasmussen, Morton. 2008. The Origins of a Legal Revolution: The Early History of the European Court of Justice. Journal of European History 14 (2):7798.Google Scholar
Rasmussen, Morton. 2010. From Costa v. Enel to the Treaties of Rome: A Brief History of Legal Revolution. In The Past and Future of EU Law: The Classics of EU Law Revisited on the 50th Anniversary of the Rome Treaty, edited by Maduro, Miguel Poiares and Azoulai, Loïc. Portland: Hart.Google Scholar
Rawlings, Richard. 1993. The Eurolaw Game: Some Deductions from a Saga. Journal of Law and Society 20 (3):309–40.CrossRefGoogle Scholar
Risse, Thomas, Ropp, Stephen C., and Sikkink, Kathryn. 1999. The Power of Human Rights: International Norms and Domestic Change. Cambridge: Cambridge University Press.Google Scholar
Ruggie, John Gerard. 1983. International Regimes, Transactions and Change: Embedded Liberalism in the Postwar Economic Order. In International Regimes, edited by Krasner, Stephen D., 195232. Ithaca, N.Y., Cornell University Press.Google Scholar
Saldias, Osvaldo. 2007. Supranational Courts as Engines of Disintegration. Berlin Working Paper on European Integration No. 5. Available at ⟨http://www.polsoz.fu-berlin.de/polwiss/forschung/international/europa/arbeitspapiere/2007-5_Saldias.pdf⟩. Accessed 22 June 2010.Google Scholar
Schermers, Henry G. 1999. Acceptance of International Supervision of Human Rights. Leiden Journal of International Law 12 (4):821–31.Google Scholar
Shapiro, Martin. 1981. Courts: A Comparative Political Analysis. Chicago: University of Chicago Press.CrossRefGoogle Scholar
Sieder, Rachel, Schjolden, Line, and Angell, Alan. 2005. The Judicialization of Politics in Latin America. New York: Palgrave Macmillan.Google Scholar
Sikkink, Kathryn, and Lutz, Ellen. 2001. The Justice Cascade: The Evolution and Impact of Foreign Human Rights Trials in Latin America. Chicago Journal of International Law 2:133.Google Scholar
Simmons, Beth A. 2009. Mobilizing for Human Rights: International Law in Domestic Politics. Cambridge: Cambridge University Press.CrossRefGoogle Scholar
Slaughter, Anne-Marie, Stone Sweet, Alec, and Weiler, Joseph. 1998. The European Courts and National Courts: Doctrine and Jurisprudence. Oxford, England: Hart.Google Scholar
Stein, Eric. 1981. Lawyers, Judges, and the Making of a Transnational Constitution. American Journal of International Law 75 (1):127.CrossRefGoogle Scholar
Steinberg, Richard H. 2004. Judicial Lawmaking at the WTO: Discursive, Constitutional and Political Constraints. American Journal of International Law 98 (2):247–75.CrossRefGoogle Scholar
Stephan, Paul B. III 2002. Courts, Tribunals, and Legal Unification—the Agency Problem. Chicago Journal of International Law 2002 (3):333–52.Google Scholar
Stone Sweet, Alec. 2000. Governing with Judges. Oxford, England: Oxford University Press.CrossRefGoogle Scholar
Stone Sweet, Alec. 2004. The Judicial Construction of Europe. Oxford, England: Oxford University Press.CrossRefGoogle Scholar
Stone Sweet, Alec, and Brunell, Thomas. 1998. Constructing a Supranational Constitution: Dispute Resolution and Governance in the European Community. American Political Science Review 92 (1):6380.CrossRefGoogle Scholar
Tallberg, Jonas. 2003. European Governance and Supranational Institutions: Making States Comply. London: Routledge.Google Scholar
Tsebelis, George, and Garrett, Geoffrey. 2001. The Institutional Foundations of Intergovernmentalism and Supranationalism in the European Union. International Organization 55 (2):357–90.CrossRefGoogle Scholar
Uprimny, Rodrigo. 2003. The Constitutional Court and Control of Presidential Extraordinary Powers in Colombia. Democratization 10 (4):4669.Google Scholar
Vargas-Hidalgo, Rafael. 1979. The Crisis of the Andean Pact: Lessons for Integration among Developing Countries. Journal of Common Market Studies 17 (3):213–26.CrossRefGoogle Scholar
Vaubel, Roland. 2006. Principal-Agent Problems in International Organizations. Review of International Organizations 1 (2):125–38.Google Scholar
Vauchez, Antoine. 2007. Judge-Made Law. Aux Origines du Modèle Politique Communautaire (Retour sur Van Gend en Loos et Costa v. Enel). In Une Europe des Élites? Réflexions sur la Fracture Démocratique de L'union Européenne, edited by Costa, O. and Magnette, P., 139–66. Brussels: Presses de l'Université Libre de Bruxelles.Google Scholar
Weiler, Joseph H. H. 1981. The Community System: The Dual Character of Supranationalism. Yearbook of European Law 1:257306.Google Scholar
Weiler, Joseph H. H. 1991. The Transformation of Europe. Yale Law Journal 100:2403–83.CrossRefGoogle Scholar
Williamson, John. 1990. What Washington Means by Policy Reform. In Latin American Adjustment: How Much Has Happened, edited by Williamson, John. Washington, D.C.: Institute for International Economics.Google Scholar
Wilson, Bruce M. 2009. Rights Revolutions in Unlikely Places: Colombia and Costa Rica. Journal of Politics in Latin America 1 (2):5985.CrossRefGoogle Scholar
Wilson, Jérôme. 2008. Jurisconsultes et Conseillers D'état: Aux Origines de L'ordre Juridique Communautaire. Journal of European Integration History 14 (2):3556.Google Scholar