Hostname: page-component-8448b6f56d-gtxcr Total loading time: 0 Render date: 2024-04-15T14:51:37.859Z Has data issue: false hasContentIssue false

The Epistemic and Informational Requirements of Utilitarianism

Published online by Cambridge University Press:  01 March 2009

HUGH BREAKEY*
Affiliation:
University of Queenslandh.breakey@uq.edu.au

Abstract

A recurring objection confronting utilitarianism is that its dictates require information that lies beyond the bounds of human epistemic wherewithal. Utilitarians require reliable knowledge of the social consequences of various policies, and of people's preferences and utilities. Agreeing partly with the sceptics, I concur that the general rules of thumb offered by social science do not provide sufficient justification for the utilitarian legislator to rationally recommend a particular political regime, such as liberalism. Actual data about human preference-structures and utilities is required to bridge this evidentiary gap. I offer two arguments to support the availability of such information. First, I contend that ordinary human beings have a clear method of epistemic access to reliable information about commensurable preference-structures. Second, in an attempt to shift the onus of philosophic argument, I show that the utilitarian legislator's requirements do not differ in kind from those implicitly called upon by the sceptical deontic liberal.

Type
Research Article
Copyright
Copyright © Cambridge University Press 2009

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

1 Warnock, Mary, ‘Introduction’, Utilitarianism and on Liberty, ed. Warnock, Mary (Oxford, 2003), pp. 116CrossRefGoogle Scholar.

2 John Stuart Mill, ‘On Liberty’, ed. Elizabeth Rapaport (Cambridge, 2003), p. 24.

3 This is obviously both an important and contentious assumption. Doing any sort of justice to a discussion of it, however, would take me too far from my course.

4 Resnik, M. D., Choices: An Introduction to Decision Theory (Minneapolis, 1987), p. 13Google Scholar.

5 I am using – and will continue to use – the words ‘right’ and ‘rational’ in this artificial decision-theoretic sense because I wish to emphasize that complaints against the utilitarian for not getting it ‘right’ are as ineffectual as claims against an individual non-tuistic agent that their rational action did not turn out to be ‘right’. However, I am sacrificing clarity for consistency here – both ‘rational’ and ‘right’ obviously have other connotations.

6 Elster, Jon, Nuts and Bolts for the Social Sciences (Cambridge, 1989), p. 170CrossRefGoogle Scholar.

7 Gaus, Gerald F., ‘Why All Welfare States (Including Laissez-Faire Ones) Are Unreasonable’, Social Philosophy and Policy 15.2 (1998), p. 25CrossRefGoogle Scholar.

8 Jackson, Frank, ‘Decision-Theoretic Consequentialism and the Nearest and Dearest Objection’, Ethics 101.3 (1991), pp. 461–82CrossRefGoogle Scholar.

9 That is, it is not possible unless one, as it were, artificially creates the probabilities, for instance by appeal to the Principle of Insufficient Reason. However, there are good reasons for wanting to avoid any such move. See Resnik, Choices, p. 37.

10 The problems here are exactly those which confront individual (as distinct from social/utilitarian) decision theory. There is a burgeoning literature on the use of such utility intervals as are created by this vagueness, e.g. Prasanta S. Bandyopadhayay, ‘In Search of a Pointless Decision Principle’ (paper presented at the PSA: Proceedings of the Biennial Meeting of the Philosophy of Science Association, 1994).

11 Goodin, Robert E., Utilitarianism as a Public Philosophy (New York, 1995). p. 21CrossRefGoogle Scholar.

12 The appeal to countervailing considerations (or ‘balancing out’) is a useful device in utilitarian calculations – but it can be blithely overused. As noted in Goodin, Robert E., Political Theory and Public Policy (Chicago, 1982), p. 166Google Scholar.

13 See Gaus, Gerald F., Social Philosophy, ed. Fetzer, James H (New York, 1999), pp. 64–6Google Scholar, for an outline of what utility-calculi would look like without any access to the action-horizon.

14 Elster, Nuts and Bolts, p. 168.

15 Hayek, F. A., The Mirage of Social Justice, Law, Legislation and Liberty (London, 1982), p. 8Google Scholar.

16 Goodin, Utilitarianism as a Public Philosophy, p. 17.

17 See Hardin, Russell, ‘The Utilitarian Logic of Liberalism’, Ethics 97 (1986), pp. 4774CrossRefGoogle Scholar, for an attempt to close this question.

18 Sidgewick, Henry, The Methods of Ethics (London, 1907), p. 431Google Scholar.

19 Gaus, ‘Welfare States’, p. 20.

20 Mill, ‘On Liberty’, pp. 74, 107.

21 Smith, Adam, An Inquiry into the Nature and Causes of the Wealth of Nations, ed. Cannan, Edwin, vol. 1 (London, 1950), pp. 475–7Google Scholar.

22 Hayek, F. A., ‘The Use of Knowledge in Society’, The American Economic Review 35. 4 (1945), pp. 519–30Google Scholar, esp. 521.

23 Goodin, Utilitarianism as a Public Philosophy, p. 23, also Elster, John, ‘Local Justice and Interpersonal Comparisons’, Interpersonal Comparisons of Well-Being, ed. Elster, John and Roemer, John E. (Cambridge, 1991), p. 117CrossRefGoogle Scholar.

24 Hardin, Russell, Collective Action (Baltimore, 1982), pp. 1637Google Scholar; Gaus, Social Philosophy, pp. 185–90; Hardin, Garrett, ‘The Tragedy of the Commons’, Science 162 (1968), pp. 1243–8Google ScholarPubMed.

25 Hardin, ‘The Utilitarian Logic of Liberalism’, p. 51.

26 Sen, Amartya, ‘The Impossibility of a Paretian Liberal’, Journal of Political Economy 78 (1970), pp. 152–7CrossRefGoogle Scholar, esp. 155–6. But see also, Hardin, ‘The Utilitarian Logic of Liberalism’, p. 72.

27 Goodin, Robert E., Green Political Theory (Cambridge, 1992), pp. 158–67Google Scholar; Skyrms, Brian, The Stag Hunt and the Evolution of the Social Contract (New York, 2004)Google Scholar.

28 Haworth, Alan, Anti-Libertarianism: Markets, Philosophy and Myth (London, 1994), pp. 1217Google Scholar. Contrariwise, it is arguable that the most important effects of the free market are its gestalt effects, for instance regarding the free market's effects on the motivation of citizens (such as outlined in the above Free Market Postulate), or in the information contained within the pricing mechanism and the equilibrating tendencies that can spring from this information. von Mises, L, ‘Economic Calculation in the Socialist Commonwealth’, Socialist Economics, ed. Nove, Alec and Nuti, D. M. (Harmondsworth, 1972), pp. 7591Google Scholar.

29 E.g. Green, Thomas Hill, ‘Lectures on the Principles of Political Obligation’, Property: Mainstream and Critical Positions, ed. Macpherson, C. B. (Toronto, 1978), p. 101Google Scholar.

30 At various points Hardin acknowledges the need for further knowledge about utilities in order to distinguish which rights (individual or collective) should be upheld: Hardin, ‘The Utilitarian Logic of Liberalism’, pp. 56, 67–9.

31 Contra Hayek, The Mirage of Social Justice, p. 3. Hayek is aware of the problems raised by public goods, though his solution involves a quite clear appeal to preference-knowledge: Hayek, The Mirage of Social Justice, p. 6.

32 See, broadly, Goodin, Utilitarianism as a Public Philosophy, pp. 20–1. Goodin alludes to the need this avenue has of, at least, some ‘rough and ready’ knowledge of preferences and utilities.

33 Elster, Nuts and Bolts, pp. 169–70.

34 Elster, Nuts and Bolts, p. 170.

35 Some of these points are argued in Goodin, Political Theory and Public Policy, ch. 2.

36 Such as Hayek would recommend, regarding free markets and systems of justice: Hayek, The Mirage of Social Justice, pp. 4–5.

37 I leave as an open question whether or not it would be correct to characterize Hayek, given his Humean roots, as a very indirect utilitarian attempting precisely such a justification. See Gray, John, Hayek: On Liberty, 3rd edn. (London, 1998), p. 60Google Scholar. Hayek also offered powerful micro-level explanations of why the overall social praxis was likely to be beneficial – which make use of both the first and the third avenues as I have outlined them.

38 This overall methodology, beginning with our own introspected experience and progressing to others, on the basis of ‘the legitimate rules of experimental inquiry’, is essentially that offered in Mill, John Stuart, Examination of Sir William Hamilton's Moral Philosophy, Collected Works of John Stuart Mill (Toronto, 1865), pp. 190–2Google Scholar.

39 E.g. Russell, Bertrand, ‘Analogy’, Human Knowledge: Its Scope and Limits (London, 1948), pp. 501–5Google Scholar.

40 The analogy is strongest when it goes top-down from similar behaviour and bottom-up from similar causes. Both strategies are effectively employed by Singer for the purpose of justifying animal rights in Singer, Peter, ‘All Animals Are Equal. . .’, Writings on an Ethical Life (London, 2001), p. 37Google Scholar. I focus here on the top-down avenue from behaviour to preferences. An account emphasizing the bottom-up route is outlined in Riley, Jonathan, Liberal Utilitarianism (Cambridge, 1988), pp. 62–6Google Scholar.

41 Scanlon, Thomas M., ‘The Moral Basis of Interpersonal Comparisons’, Interpersonal Comparisons of Well-Being, ed. Elster, John and Roemer, John E (Cambridge, 1991), p. 36Google Scholar.

42 For a recent overview of testimony in general, see Goldman, Alvin I., Knowledge in a Social World (Oxford, 1999)CrossRefGoogle Scholar, ch. 4.

43 Jerry Fodor gives a trenchant elucidation of the surprising level of predictive claims necessary for everyday activities in Fodor, Jerry, Psychosemantics (London, 1987), pp. 310Google Scholar, q.v. Hume, David, An Enquiry Concerning Human Understanding, ed. Steinberg, Eric (Cambridge, 1993), pp. 5561Google Scholar.

44 Elster, John, ‘Sour Grapes – Utilitarianism and the Genesis of Wants’, Utilitarianism and Beyond, ed. Sen, Amartya and Williams, Bernard (Cambridge, 1982), pp. 219–38CrossRefGoogle Scholar.

45 Relying on empirical data and ordinary epistemic virtues, I intend to give a conceptual/metaphysical account of how people's preferences are quantified on the same unidimensional scale. In choosing this realist route (i.e. in assuming that commensurability – at least in the form germane to this issue – is discovered rather than invented) I beg some significant questions against functionalist, historicist and/or post-modern accounts of how commensurability might occur: D'Agostino, Fred, Incommensurability and Commensuration (Aldershot, 2003). pp. 4850Google Scholar. Note however, that even a strongly realist approach would not deny but rather augment his process of ‘COMMENSURATION’.

46 Griffin, James, ‘Against the Taste Model’, Interpersonal Comparisons of Well-Being, ed. Elster, John and Roemer, John E. (Cambridge, 1991), p. 57Google Scholar.

47 Davidson, Donald, ‘Judging Interpersonal Interests’, Foundations of Social Choice Theory, ed. Elster, John and Hylland, Aanuund (Melbourne, 1986), p. 201Google Scholar.

48 Compare: Harsanyi, John C, ‘Morality and the Theory of Rational Behaviour’, Utilitarianism and Beyond, ed. Sen, Amartya and Williams, Bernard (Cambridge, 1982), p. 50Google Scholar.

49 This need for commensuration may not be a moral reason. Interpersonal commensurability occurs in bargaining and threats. See, for instance, Luce, R. Duncan and Raiffa, Howard, Games and Decisions (London, 1957), p. 131Google Scholar.

50 Gibbard, Allan, ‘Interpersonal Comparisons: Preference, Good, and the Intrinsic Reward of a Life’, Foundations of Social Choice Theory, ed. Elster, John and Hylland, Aanuund (Melbourne, 1986), pp. 188–9Google Scholar.

51 Little, I. M. D., A Critique of Welfare Economics, 2nd edn. (New York, 1957), p. 54Google Scholar.

52 Gaus, ‘Welfare States’, p. 17.

53 Elster, Nuts and Bolts, p. 158.

54 Elster, John, Solomonic Judgements: Studies in the Limits of Rationality (New York, 1989), p. 179Google Scholar.

55 Singer, Peter, ‘Famine, Affluence and Morality’, Philosophy and Public Affairs 1 (1972), pp. 229–43Google Scholar.

56 This article has benefited from critiques of earlier drafts by Julian Lamont and Gerald Gaus.