Hostname: page-component-8448b6f56d-wq2xx Total loading time: 0 Render date: 2024-04-23T08:21:17.571Z Has data issue: false hasContentIssue false

Your Place or Mine? Institutional Capture and the Creation of Overlapping International Institutions

Published online by Cambridge University Press:  27 March 2014

Abstract

Why do states create overlapping international institutions? This practice presents a puzzle: conventional wisdom suggests that states should use existing institutions to minimize the transaction costs of co-operation. This article proposes a bargaining approach to explain the de novo creation of overlapping international institutions. In this model, a dissatisfied ‘challenger’ state threatens to create a new institution, and a ‘defender’ state can propose to reform the currently focal institution. Overlapping institutions are created when the currently focal institution is (1) captured by interests opposed to the challenger and (2) domestic political pressure to abandon the status quo is intense. Similar to models of deterrence, the expectation that the new institution garners support among third parties is irrelevant for the equilibrium likelihood of de novo creation. A comparative analysis of international bargaining over energy, whaling and intellectual property rights provides empirical evidence.

Type
Articles
Copyright
Copyright © Cambridge University Press 2014 

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

Footnotes

*

Department of Political Science, Columbia University (email: ju2178@columbia.edu); Institute for International Studies, Ghent University (email:, thijs.vandegraaf@ugent.be). We thank Tana Johnson, Robert Keohane, Jean-Frédéric Morin, Alexander Ovodenko, Susan Sell, the three anonymous reviewers and the editor for commenting on a previous version of this article. Online appendices are available at http://dx.doi.org/doi: 10.1017/S0007123413000537

References

Abbott, Kenneth W. Snidal, Duncan. 1998. Why States Act Through Formal International Organizations. Journal of Conflict Resolution 42 (1):332.Google Scholar
Achen, Christopher H. Snidal, Duncan. 1989. Rational Deterrence Theory and Comparative Case Studies. World Politics 41 (2):143169.Google Scholar
Adam, David. 2009. International Energy Agency Blocking Global Switch to Renewables. The Guardian, 9 January.Google Scholar
Alter, Karen J. Meunier, Sophie. 2009. The Politics of International Regime Complexity. Perspectives on Politics 7 (1):1324.Google Scholar
Anable, Kaye. 1993. NAMMCO Defies the International Whaling Commission's Ban on Commercial Whaling: Are Whales in Danger Once Again? Transnational Law 6:637651.Google Scholar
Andresen, Steinar. 1998. The Making and Implementation of Whaling Policies: Does Participation Make a Difference? In The Implementation and Effectiveness of International Environmental Commitments: Theory and Practice, edited by David G. Kal Raustiala Victor and Eugene B. Skolnikoff, 431474. Laxenburg, Austria: International Institute for Applied Systems Analysis.Google Scholar
Andresen, Steinar. 2001. The Whaling Regime: ‘Good’ Institutions but ‘Bad’ Politics? In Toward a Sustainable Whaling Regime, edited by Robert L. Friedheim,235265. Seattle: University of Washington Press.Google Scholar
Andresen, Steinar. 2004. Whaling: Peace at Home, War Abroad. In International Regimes and Norway's Environmental Policy: Crossfire and Coherence, edited by Jon Birger Skjærseth, 4165. Hampshire: Ashgate.Google Scholar
Baccini, Leonardo Dür, Andreas. 2011. The New Regionalism and Policy Interdependence. British Journal of Political Science 42 (1):5779.CrossRefGoogle Scholar
Bamberger, Craig S. 2004. IEA, The First 30 Years: The History of the International Energy Agency 1974–2004. Vol. IV. Paris: OECD, IEA.Google Scholar
Blakeney, Michael. 2002. Agricultural Research: Intellectual Property and the CGIAR System. In Global Intellectual Property Rights: Knowledge, Access and Development, edited by Peter Drahos and Ruth Mayne, 108124. Basingstoke: Palgrave Macmillan.Google Scholar
Blok, Anders. 2008. Contesting Global Norms: Politics of Identity in Japanese Pro-Whaling Countermobilization. Global Environmental Politics 8 (2):3966.Google Scholar
Boute, Anatole. 2013. The EU's Shaping of International Law on Energy Efficiency. In The EU's Shaping of the International Legal Order, edited by Dimitry Kochenov and Fabian Amtenbrink, 238260. New York: Cambridge University Press.Google Scholar
Braithwaite, John Drahos, Peter. 2000. Global Business Regulation. New York: Cambridge University Press.Google Scholar
Bueno de Mesquita, Bruce, Smith, Alastair, Siverson, Randolph M. Morrow, James D.. 2003. The Logic of Political Survival. Cambridge: MIT Press.CrossRefGoogle Scholar
Bundesregierung. 2008. The Case for an International Renewable Energy Agency (IRENA). Preparatory Conference for the Foundation of IRENA, Berlin, 10–11 April.Google Scholar
Busch, Marc L. 2007. Overlapping Institutions, Forum Shopping, and Dispute Settlement in International Trade. International Organization 61 (4):735761.Google Scholar
Caron, David D. 1995. The International Whaling Commission and the North Atlantic Marine Mammal Commission: The Institutional Risks of Coercion in Consensual Structures. American Journal of International Law 89 (1):154174.Google Scholar
Cottrell, M. Patrick. 2009. Legitimacy and Institutional Replacement: The Convention on Certain Conventional Weapons and the Emergence of the Mine Ban Treaty. International Organization 63 (2):217248.Google Scholar
DeSombre, Elizabeth. 2001. Distorting Global Governance: Membership, Voting, and the IWC. In Toward a Sustainable Whaling Regime, edited by Robert L. Friedheim, 183199. Seattle: University of Washington Press.Google Scholar
Downs, George W., Rocke, David M. Barsoom, Peter N.. 1998. Managing the Evolution of Multilateralism. International Organization 52 (2):397419.Google Scholar
Drahos, Peter. 1995. Global Property Rights in Information: The Story of TRIPS at the GATT. Prometheus 13 (1):619.CrossRefGoogle Scholar
Drahos, Peter. 2002. Negotiating Intellectual Property Rights: Between Coercion and Dialogue. In Global Intellectual Property Rights: Knowledge, Access and Development, edited by Peter Drahos and Ruth Mayne, 161182. Hampshire and New York: Palgrave Macmillan.Google Scholar
Drezner, Daniel W. 2007. All Politics Is Global: Explaining International Regulatory Regimes. Princeton, NJ: Princeton University Press.Google Scholar
Drezner, Daniel W. 2009. The Power and Peril of International Regime Complexity. Perspectives on Politics 7 (1):6570.Google Scholar
Eckersley, Robyn. 2007. Ambushed: The Kyoto Protocol, the Bush Administration's Climate Policy and the Erosion of Legitimacy. International Politics 44 (2/3):306324.Google Scholar
European Commission. 2006. Action Plan for Energy Efficiency: Raising the Potential. Communication from the Commission, COM(2006)545 final, Brussels, 19 October.Google Scholar
Fearon, James D. 1995. Rationalist Explanations of War. International Organization 49 (3):379414.Google Scholar
Frank, David John, Hironaka, Ann Schofer, Evan. 2000. The Nation-State and the Natural Environment Over the Twentieth Century. American Sociological Review 65 (1):96116.Google Scholar
Friedheim, Robert L. 1996. Moderation in the Pursuit of Justice: Explaining Japan's Failure in the International Whaling Negotiations. Ocean Development and International Law 27 (4):349378.Google Scholar
Friedheim, Robert L. 2001. Introduction: The IWC as a Contested Regime. In Toward a Sustainable Whaling Regime, edited by Robert L. Friedheim, 145. Seattle: University of Washington Press.Google Scholar
Gehring, Thomas Oberthür, Sebastian. 2009. The Causal Mechanisms of Interaction Between International Institutions. European Journal of International Relations 15 (1):125156.Google Scholar
Hardy, Brettny. 2006. A Regional Approach to Whaling: How the North Atlantic Marine Mammal Commission is Shifting the Tides for Whale Management. Duke Journal of Comparative and International Law 17:169198.Google Scholar
Helfer, Laurence R. 2004. Regime Shifting: The TRIPs Agreement and New Dynamics of International Intellectual Property Lawmaking. Yale Journal of International Law 29:183.Google Scholar
Helfer, Laurence R. 2009. Regime Shifting in the International Intellectual Property System. Perspectives on Politics 7 (1):3944.Google Scholar
Hirschman, Albert O. 1978. Exit, Voice, and Loyalty: Responses to Decline in Firms, Organizations, and States. Cambridge, MA: Harvard University Press.Google Scholar
Hofmann, Stéphanie C. 2011. Why Institutional Overlap Matters: CSDP in the European Security Architecture. Journal of Common Market Studies 49 (1):101120.Google Scholar
Iliff, Mike. 2008. The International Whaling Regime Post 2007. Marine Policy 32 (3):522527.Google Scholar
Iliff, Mike. 2010. Contemporary Initiatives on the Future of the International Whaling Commission. Marine Policy 34 (3):461467.Google Scholar
Ishii, Atsushi Okubo, Ayako. 2007. An Alternative Explanation of Japan's Whaling Diplomacy in the Post-Moratorium Era. Journal of International Wildlife Law and Policy 10 (1):5587.Google Scholar
Johnson, Tana Urpelainen, Johannes. 2012. A Strategic Theory of Regime Integration and Separation. International Organization 66 (4):645677.Google Scholar
Jupille, Joseph, Snidal, Duncan. 2006. The Choice of International Institutions: Cooperation, Alternatives and Strategies. Working Paper, University of Colorado at Boulder and University of Chicago.Google Scholar
Keohane, Robert O. 1984. After Hegemony: Cooperation and Discord in the World Political Economy. Princeton, NJ: Princeton University Press.Google Scholar
Keohane, Robert O. Victor, David G. 2011. The Regime Complex for Climate Change. Perspectives on Politics 9 (1):723.Google Scholar
King, Gary Zeng, Langche. 2001. Explaining Rare Events in International Relations. International Organization 55 (3):693715.Google Scholar
Kingdon, John W. 1984. Agendas, Alternatives, and Public Policies. Boston: Little, Brown.Google Scholar
Koremenos, Barbara, Lipson, Charles Snidal, Duncan. 2001. The Rational Design of International Institutions. International Organization 55 (4):761799.Google Scholar
Krasner, Stephen D. 1991. Global Communications and National Power: Life on the Pareto Frontier. World Politics 43 (3):336366.Google Scholar
Lesage, Dries, Van de Graaf, Thijs Westphal, Kirsten. 2009. The G8's Role in Global Energy Governance Since the 2005 Gleneagles Summit. Global Governance 15 (2):259277.Google Scholar
Longhofer, Wesley Schofer, Evan. 2010. National and Global Origins of Environmental Association. American Sociological Review 75 (4):505533.CrossRefGoogle Scholar
Mahoney, James Goertz, Gary. 2004. The Possibility Principle: Choosing Negative Cases in Comparative Research. American Political Science Review 98 (4):653669.Google Scholar
Manger, Mark S. 2009. Investing in Protection: The Politics of Preferential Trading Agreements Between North and South. New York: Cambridge University Press.Google Scholar
Mansfield, Edward D. 1995. Review: International Institutions and Economic Sanctions. World Politics 47 (4):575605.Google Scholar
Meyer, John W., Boli, John, Thomas, George M. Ramirez, Francisco O.. 1997. World Society and the Nation-State. American Journal of Sociology 103 (1):144181.Google Scholar
Miller, Andrew R. Dolsak, Nives. 2007. Issue Linkages in International Environmental Policy: The International Whaling Commission and Japanese Development Aid. Global Environmental Politics 7 (1):6996.CrossRefGoogle Scholar
Mitchell, Ronald B. 1998. Discourse and Sovereignty: Interests, Science, and Morality in the Regulation of Whaling. Global Governance 4 (2):275293.Google Scholar
Morin, Jean-Frederic. 2009. Multilateralizing TRIPs-Plus Agreements: Is the US Strategy a Failure? The Journal of World Intellectual Property 12 (3):175197.Google Scholar
Muzaka, Valbona. 2010. Linkages, Contests and Overlaps in the Global Intellectual Property Rights Regime. European Journal of International Relations 17 (4):755776, doi: 10.1177/1354066110373560.Google Scholar
Nielson, Daniel L. Tierney, Michael J.. 2003. Delegation to International Organizations: Agency Theory and World Bank Environmental Reform. International Organization 57 (2):241276.Google Scholar
Pevehouse, Jon, Nordstrom, Timothy Warnke, Kevin. 2004. The Correlates of War 2 International Governmental Organizations Data Version 2.0. Conflict Management and Peace Science 21 (2):101119.Google Scholar
Raustiala, Kal Victor, David G.. 2004. The Regime Complex for Plant Genetic Resources. International Organization 58 (2):277309.Google Scholar
Rosendal, G Kristin. 2001. Impacts of Overlapping International Regimes: The Case of Biodiversity. Global Governance 7:95.Google Scholar
Scheer, Hermann. 2007. Energy Autonomy: The Economic, Social and Technological Case for Renewable Energy. London: Earthscan.Google Scholar
Sell, Susan K. 2003. Private Power, Public Law: The Globalization of Intellectual Property Rights. Cambridge: Cambridge University Press.Google Scholar
Sell, Susan K. 2010. The Global IP Upward Ratchet, Anti-Counterfeiting and Piracy Enforcement Efforts: The State of Play. PIJIP Research Paper, Washington College of Law, American University.Google Scholar
Sell, Susan K. 2011. TRIPS was Never Enough: Vertical Forum Shifting, FTAs, ACTA, and TPP. Journal of Intellectual Property Law 18:447478.Google Scholar
Shanks, Cheryl, Jacobson, Harold K. Kaplan, Jeffrey H.. 1996. Inertia and Change in the Constellation of International Governmental Organizations, 1981–1992. International Organization 50 (4):593627.Google Scholar
Stoett, Peter J. 1997. The International Politics of Whaling. Vancouver: UBC Press.Google Scholar
Stone, Randall W. 2011. Controlling Institutions: International Organizations and the Global Economy. New York: Cambridge University Press.Google Scholar
Sykes, Alan O. 2008. Transnational Forum Shopping as a Trade and Investment Issue. Journal of Legal Studies 37 (2):339378.Google Scholar
Truman, David. 1951. The Governmental Process: Political Interests and Public Opinion. New York: Knopf.Google Scholar
Urpelainen, Johannes. 2011. Domestic Reform as a Rationale for Gradualism in International Cooperation. Journal of Theoretical Politics 23 (3):400427.Google Scholar
Van de Graaf, Thijs. 2013. Fragmentation in Global Energy Governance: Explaining the Creation of IRENA. Global Environmental Politics 13 (3):1433.Google Scholar
Young, Oran R. 2002. The Institutional Dimensions of Environmental Change: Fit, Interplay, and Scale. Cambridge, MA: MIT Press.Google Scholar
Young, Oran R. 2010. Institutional Dynamics: Emergent Patterns in International Environmental Governance. Cambridge and London: MIT Press.Google Scholar
Young, Oran R., Freeman, Milton M.R., Osherenko, Gail, Andersen, Raoul R., Caulfield, Richard A., Friedheim, Robert L., Langdon, Steve J., Ris, Mats Usher, Peter J.. 1994. Subsistence, Sustainability, and Sea Mammals: Reconstructing the International Whaling Regime. Ocean and Coastal Management 23 (1):117127.Google Scholar
Yu, Peter. 2011. ACTA and Its Complex Politics. WIPO Journal 3:120.Google Scholar
Supplementary material: PDF

Urpelainen and Van de Graaf Supplementary Material

Appendix

Download Urpelainen and Van de Graaf Supplementary Material(PDF)
PDF 124.9 KB