The Journal of Symbolic Logic

Research Article

The characteristic sequence of a first-order formula

M. E. Malliaris

Group in Logic, University of California at Berkeley, 910 Evans Hall, Berkeley, CA 94720, USA. E-mail:


For a first-order formula φ(x; y) we introduce and study the characteristic sequence (Pn: n < ω) of hypergraphs defined by . We show that combinatorial and classification theoretic properties of the characteristic sequence reflect classification theoretic properties of φ and vice versa. The main results are a characterization of NIP and of simplicity in terms of persistence of configurations in the characteristic sequence. Specifically, we show that some tree properties are detected by the presence of certain combinatorial configurations in the characteristic sequence while other properties such as instability and the independence property manifest themselves in the persistence of complicated configurations under localization.

(Received August 31 2009)