Hostname: page-component-8448b6f56d-c47g7 Total loading time: 0 Render date: 2024-04-18T10:52:39.760Z Has data issue: false hasContentIssue false

The Origin of Politics: An Evolutionary Theory of Political Behavior

Published online by Cambridge University Press:  01 December 2004

John R. Alford
Affiliation:
John R. Alford is associate professor of political science at Rice University (jra@rice.edu)
John R. Hibbing
Affiliation:
John R. Hibbing is Foundation Regents University Professor of Political Science at the University of Nebraska–Lincoln (jhibbing@unl.edu)

Abstract

In this article we propose that evolutionary biology can supply political science with a theory of the ultimate causes of human preferences and behaviors that it otherwise lacks. For the most part, political scientists are either unfamiliar with the social side of evolutionary theory or misidentify its key features. Far from being genetically deterministic or leading exclusively to predictions that all human behavior will be selfish, modern evolutionary theories stress that adaptive behavior is frequently characterized by a guarded sort of cooperation. We describe modern biological theory, offer our own version of it, discuss new and potentially useful interpretations of political attitudes and public policies, and present scientific evidence, drawn from research on autistic individuals and monozygotic and dizygotic twins, of the startlingly important role genetics plays in shaping politically relevant attitudes and behaviors.The authors are grateful to Chris Larimer, Levente Littvay, David Rapkin, Kevin Smith, Jeff Spinner-Halev, Elizabeth Theiss-Morse, and anonymous reviewers for their helpful comments and suggestions.

Type
Research Article
Copyright
© 2004 American Political Science Association

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

REFERENCES

Alford, John R., Carolyn L. Funk, and John R. Hibbing. 2004. The source of political attitudes: Assessing genetic and environmental contributions. Paper presented at the annual meeting of the American Political Science Association, Chicago, September 2–5.
Asch, Solomon E. 1951. Effects of group pressure upon the modification and distortion of judgment. In Groups, leadership and men: Research in human relations, ed. Harold Guetzkow, 17790. Pittsburgh: Carnegie Press.
Alexander, Richard D. 1987. The biology of moral systems. New York: Aldine.
Axelrod, Robert. 1984. The evolution of cooperation. New York: Basic Books.
Barash, David P. 1994. Beloved enemies: Our need for opponents. Amherst, NY: Prometheus Press.
Baron, Andrew Scott, and Eugene Burnstein. 2002. Are humans equipped with a specific cheater-detection module or a more general person-impression module? Paper presented at the annual meeting of the Human Behavior and Evolution Society, New Brunswick, NJ, June 8.
Baron-Cohen, Simon. 2003. The essential difference: The truth about the male and female brain. New York: Perseus.
Baron-Cohen, Simon, Helen Tager-Flusberg, and Donald J. Cohen. 2000. Understanding other minds: Perspectives from developmental cognitive. 2nd ed. New York: Oxford University Press.
Bouchard, T. J., Jr. 1998. Genetic and environmental influences on intelligence and special mental abilities. Human Biology 70 (2): 25759.Google Scholar
Bouchard, T. J., Jr., and Matt McGue. 2003. Genetic and environmental influences on human psychological differences. Journal of Neurobiology 54 (1): 445.Google Scholar
Bouchard, T. J., Jr., D. T. Lykken, M. McGue, N. L. Segal, and A. Tellegen. 1990. Sources of human psychological differences: The Minnesota study of twins reared apart. Science 250 (4978): 22328.Google Scholar
Boyd, Robert, Herbert Gintis, Samuel Bowles, and Peter J. Richerson. 2003. The evolution of altruistic punishment. Proceedings of the National Academy of Sciences 100 (6): 353135.Google Scholar
Boyd, Robert, and Peter J. Richerson. 1985. Culture and the evolutionary process. Chicago: University of Chicago Press.
Boyd, Robert, and Peter J. Richerson 1992. Punishment allows the evolution of cooperation (or anything else) in sizable groups. Ethology and Sociobiology 13 (3): 17195.Google Scholar
Breland, Keller, and Marian Breland. 1961. The misbehavior of organisms. American Psychologist 16 (9): 68184.Google Scholar
Brewer, Marilyn B. 2000. Superordinate goals vs. superordinate identity as bases of cooperation. In Social identity processes, ed. Dora Capozza and Rupert Brown, 11732. London: Sage.
Brosnan, Sarah F., and Frans B. M. de Waal. 2003. Monkeys reject unequal pay. Nature 425 (6955): 29799.Google Scholar
Buchanan, James M., and Gordon Tullock. 1962. The calculus of consent: Logical foundations of constitutional democracy. Ann Arbor: University of Michigan Press.
Caspi, Avshalom, Joseph McClay, Terrie E. Moffitt, Jonathan Mill, Judy Martin, Ian W. Craig, Alan Taylor, and Richie Poulton. 2002. Role of genotype in the cycle of violence in maltreated children. Science 297 (5582): 85154.Google Scholar
Caspi, Avshalom, Karen Sugden, Terrie E. Moffitt, Alan Taylor, Ian W. Craig, HonaLee Harrington, Joseph McClay, Jonathan Mill, Judy Martin, Antony Braithwaite, and Richie Poulton. 2003. Influence of life stress on depression: Moderation by a polymorphism in the 5-HTT gene. Science 301 (5631): 38689.Google Scholar
Chiappe, Dan, Adam Brown, and Marisela Rodriquez. 2002. Remembering the faces of potential cheaters and cooperators in social contract situations. Paper presented at the annual meeting of the Human Behavior and Evolution Society, June 8, New Brunswick, NJ.
Conway, M. Margaret. 2000. Political participation in the United States. Washington, DC: CQ Press.
Cosmides, Leda, and John Tooby. 1992. Cognitive adaptations for social exchange. In The adapted mind: Evolutionary psychology and the development of culture, ed. Jerome H. Barkow, Leda Cosmides, and John Tooby, 163228. New York: Oxford University Press.
Cosmides, Leda, and John Tooby 1994. Better than rational: Evolutionary psychology and the invisible hand. American Economic Review 84 (2): 32732.Google Scholar
Darwin, Charles. 1968. The origin of species. New York: Penguin Books. (Orig. pub. 1859.)
Darwin, Charles 1981. The descent of man, and selection in relation to sex. Princeton: Princeton University Press. (Orig. pub. 1871.)
Dawkins, Richard. 1976. The selfish gene. New York: Oxford University Press.
Dawkins, Richard 1982. The extended phenotype: The gene as the unit of selection. New York: Oxford University Press.
Eaves, L. J., H. J. Eysenck, and N. G. Martin. 1989. Genes, culture, and personality: An empirical approach. San Diego: Academic Press.
Elazar, Daniel. 1984. American federalism: A view from the states. 3rd ed. New York: Harper and Row.
Elman, J. L. 1993. Learning and development in neural networks: The importance of starting small. Cognition 48 (1): 7199.Google Scholar
Fehr, Ernst, and Urs Fischbacher. 2003. The nature of human altruism. Nature 425 (6960): 78591.Google Scholar
Fehr, Ernst, and Simon Gächter. 2002. Altruistic punishment in humans. Nature 415 (6868): 13740.Google Scholar
Fiorina, Morris P. 1996. Rational choice, empirical contributions, and the scientific enterprise. In The rational choice controversy: Economic models of politics reconsidered, ed. Jeffrey Friedman, 8594. New Haven: Yale University Press.
Frank, Robert H. 1988. Passions within reason: The strategic role of emotions. New York: W. W. Norton.
Frank, Robert H. 1999. Luxury fever: Why money fails to satisfy in an era of excess. New York: Free Press.
Gibbs, W. Wayt. 2003. The unseen genome: Beyond DNA. Scientific American (December): 10613.
Gigerenzer, Gerd, and Reinhard Selten, ed. 2001. Bounded rationality: The adaptive toolbox. Cambridge: MIT Press.
Gintis, Herbert. 2000. Strong reciprocity and human sociality. Journal of Theoretical Biology 26 (2): 16979.Google Scholar
Gould, Stephen Jay. 1981. The mismeasure of man. New York: W. W. Norton.
Gould, Stephen Jay 2000. More things in heaven and earth. In Alas, poor Darwin: Arguments against evolutionary psychology, ed. Hilary Rose and Steven Rose, 10126. New York: Harmony Books.
Guth, Werner, and Reinhard Tietz. 1990. Ultimatum bargaining behavior: A survey and comparison of experimental results. Journal of Economic Psychology 11 (3): 41749.Google Scholar
Hamer, Dean, and Peter Copeland. 1998. Living with our genes: Why they matter more than you think. New York: Doubleday.
Hammond, Ross. 2000. Endogenous transition dynamics in corruption: An agent-based computer model. Unpublished manuscript. Brookings Institution, Washington, DC.
Henrich, Joseph, and Robert Boyd. 2001. Why people punish defectors. Journal of Theoretical Biology 208 (1): 7989.Google Scholar
Hertwig, Ralph, and Peter M. Todd. 2003. More is not always better: The benefits of cognitive limits. In The Psychology of Reasoning and Decision Making: A Handbook, ed. L. Macchi and D. Hardman, 119. Chichester, UK: Wiley.
Hibbing, John R., and John R. Alford. 2004. Accepting authoritative decisions: Humans as wary cooperators. American Journal of Political Science 48 (1): 6276.Google Scholar
Hibbing, John R., and Elizabeth Theiss-Morse. 2002. Stealth democracy: Americans' beliefs about how government should work. New York: Cambridge University Press.
Hoffman, Elizabeth, Kevin McCabe, and Vernon L. Smith. 1996. Social distance and other-regarding behavior in dictator games. American Economic Review 86 (2): 65360.Google Scholar
Huxley, Thomas H. 1989. Evolution and ethics. Princeton: Princeton University Press. (Orig. pub. 1894.)
Jennings, M. Kent, and Richard G. Niemi. 1968. The transmission of political values from parent to child. American Political Science Review 62 (1): 16983.Google Scholar
Jones, Bryan D. 2001. Politics and the architecture of choice: Bounded rationality and governance. Chicago: University of Chicago Press.
Kahn, Lawrence M., and Keith Murnighan. 1993. General experimentation bargaining in demand games with outside options. American Economic Review 83 (5): 126080.Google Scholar
Kahneman, Daniel, Jack L. Knetsch, and Richard H. Thaler. 1986. Fairness and the assumptions of economics. Journal of Business 59 (4): S285S300.Google Scholar
Kahneman, Daniel, and Amos Tversky. 1984. Choices, values, and frames. American Psychologist 39 (5): 34150.Google Scholar
Komorita, Samuel S., and Craig D. Parks. 1996. Social dilemmas. Boulder, CO: Westview Press.
Kropotkin, Peter. 1972. Mutual aid: A factor of evolution. London: Allen Lane. (Orig. pub. 1902.)
Lubell, Mark, and John Scholz. 2001. Cooperation, reciprocity, and the collective-action heuristic. American Journal of Political Science 45 (1): 16078.Google Scholar
Martin, N. G., L. J. Eaves, A. C. Heath, Rosemary Jardine, Lynn M. Feingold, and H. J. Eysenck. 1986. Transmission of social attitudes. Proceedings of the National Academy of Sciences 83 (12): 436468.Google Scholar
Masters, Roger D. 1993. Beyond relativism: Science and human values. Hanover, NH: University Press of New England.
Maynard Smith, John. 1982. Evolution and the theory of games. New York: Cambridge University Press.
Milgram, Stanley. 1974. Obedience to authority: An experimental view. New York: Harper and Row.
Monroe, Kristen Renwick. 1996. The heart of altruism: Perceptions of a common humanity. Princeton: Princeton University Press.
Monroe, Kristen Renwick 2002. Interdisciplinary work and a search for shared scientific standards. PS 35 (2): 2035.Google Scholar
Nowak, Martin A., Karen M. Page, and Karl Sigmund. 2000. Fairness versus reason in the ultimatum game. Science 289 (5485): 177375.Google Scholar
Olson, Mancur. 1965. The logic of collective action. Cambridge: Harvard University Press.
Orbell, John M., and Robyn M. Dawes. 1991. A cognitive miser theory of cooperators' advantage. American Political Science Review 85 (2): 51528.Google Scholar
Ostrom, Elinor. 1998. A behavioral approach to the rational choice theory of collective action. American Political Science Review 92 (1): 122.Google Scholar
Ostrom, Elinor, Roy Gardner, and James Walker. 1994. Rules, games, and common-pool resources. Ann Arbor: University of Michigan Press.
Pinker, Steven. 1997. How the mind works. New York: W. W. Norton.
Pinker, Steven 2002. The blank slate: The modern denial of human nature. New York: Viking Books.
Plomin, Robert. 1990. The role of inheritance in behavior. Science 248 (4952): 183248.Google Scholar
Plomin, Robert, John C. DeFries, Gerald E. McClearn, and Peter McGuffin. 2000. Behavioral genetics. 4th ed. New York: Worth.
Plomin, Robert, Michael J. Owen, and Peter McGuffin. 1994. The genetic basis of complex human behaviors. Science 264 (5166): 173339.Google Scholar
Price, Michael E., Leda Cosmides, and John Tooby. 2002. Punitive sentiment as an anti-free rider psychological device. Evolution and Human Behavior 23 (3): 20331.Google Scholar
Putnam, Robert D. 1993. Making democracy work: Civic traditions in modern Italy. Princeton: Princeton University Press.
Putnam, Robert D. 2000. Bowling alone: The collapse and revival of American community. New York: Simon and Schuster.
Rabushka, Alvin, and Kenneth A. Shepsle. 1972. Politics in plural societies: A theory of democratic instability. Columbus, OH: Charles E. Merrill.
Raby, Peter. 2001. Alfred Russel Wallace: A life. Princeton: Princeton University Press.
Rauch, Jonathan. 2002. Seeing around corners. Atlantic Monthly 289 (4): 3548.Google Scholar
Ridley, Mark. 2003. The cooperative gene: How Mendel's demon explains the evolution of complex beings. New York: Free Press.
Ridley, Matt. 1999. Genome: The autobiography of a species in 23 chapters. New York: Harper Collins.
Ridley, Matt 2003. Nature via nurture: Genes, experience, and what makes us human. New York: Harper Collins.
Rushton, J. Philipe, Christine H. Littlefield, and Charles J. Lumsden. 1986. Gene-culture coevolution of complex social behavior: Human altruism and mate choice. Proceedings of the National Academy of Sciences 83 (19): 734043.Google Scholar
Sanderson, Stephen K. 2001. The evolution of human sociality: A Darwinian conflict perspective. Lanham, MD: Rowman and Littlefield.
Selten, Reinhard. 1999. Response to Shepsle and Laitin. In Competition and cooperation: Conversations with Nobelists about economics and political science, ed. James E. Alt, Margaret Levi, and Elinor Ostrom, 3038. New York: Russell Sage.
Sherif, Muzafer, O. J. Harvey, B. J. White, W. E. Hood, and C. W. Sherif. 1961. Intergroup conflict and cooperation: The robber's cave experiment. Norman, OK: University of Oklahoma Press.
Simon, Herbert A. 1957. Models of man. New York: John Wiley.
Simon, Herbert A. 1985. Human nature in politics: The dialogue of psychology with political science. American Political Science Review 79 (2): 293304.Google Scholar
Simon, Herbert A. 1997. Bounded rationality. In Models of bounded rationality. Vol. 3, Empirically grounded economic reason, ed. Herbert A. Simon, 29194. Cambridge: MIT Press.
Smith, Vernon L. 2000. Bargaining and market behavior: Essays in experimental economics. New York: Cambridge University Press.
Sober, Elliott, and David Sloan Wilson. 1998. Unto others: The evolution and psychology of unselfish behavior. Cambridge: Harvard University Press.
Somit, Albert, and Steven A. Peterson. 1996. Research in biopolitics. Vol. 4. Greenwich, CT: JAI Press.
Somit, Albert, and Steven A. Peterson 1999. Rational choice and biopolitics. PS 32 (1): 3944.Google Scholar
Strate, John. 1983. Political systems and defense. Politics and the Life Sciences 1 (2): 15051.Google Scholar
Strate, John 1985. The role of war in the evolution of political systems. Humboldt Journal of Social Relations 12 (2): 87114.Google Scholar
Sullivan, Dennis G., and Roger D. Masters. 1988. Happy warriors: Leaders facial displays, viewers' emotions, and political support. American Journal of Political Science 32 (2): 34568.Google Scholar
Tedin, Kent L. 1974. The influence of parents on the political attitudes of adolescents. American Political Science Review 68 (4): 157992.Google Scholar
Thaler, Richard H. 1992. The winner's curse: Paradoxes and anomalies of economic life. Princeton: Princeton University Press.
Thompson, Leigh, Laura J. Kray, and E. Allan Lind. 1998. Cohesion and respect: An examination of group decision making. Journal of Experimental Social Psychology 34 (3): 289311.Google Scholar
Tooby, John, and Leda Cosmides. 1992. The psychological foundations of culture. In The adapted mind: Evolutionary psychology and the development of culture, ed. Jerome H. Barkow, Leda Cosmides, and John Tooby, 19136. New York: Oxford University Press.
Van Dijk, Eric, and Riel Vermunt. 2000. Strategy and fairness in social decision making: Sometimes it pays to be powerless. Journal of Experimental Social Psychology 36 (1): 125.Google Scholar
Varshney, Ashutosh. 2003. Nationalism, ethnic conflict, and rationality. Perspectives on Politics 1 (1): 8599.Google Scholar
Wahlke, John C. 1979. Pre-behavioralism in political science. American Political Science Review 73 (1): 931.Google Scholar
Waltz, Kenneth N. 2001. Man, the state and war: A theoretical analysis. New York: Columbia University Press.
Wedekind, Claus, and Manfred Milinski. 1996. Human cooperation in the simultaneous and alternating prisoner's dilemma: Pavlov versus generous tit-for-tat. Proceedings of the National Academy of Sciences 93 (7): 268689.Google Scholar
Wilson, David Sloan, and Elliott Sober. 1994. Reintroducing group selection to the human behavioral sciences. Behavioral and Brain Sciences 17 (4): 585654.Google Scholar
Wilson, Edward O. 1975. Sociobiology. Cambridge: Harvard University Press.
Wrangham, Richard W. 1999. The evolution of coalitionary killing. Yearbook of Physical Anthropology 42 (1): 130.Google Scholar
Wynne-Edwards, Vero C. 1962. Animal dispersion in relation to social behavior. London: Oliver and Boyd.