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Indirect Rule in the British Empire: The Foundations of the Residency System in India (1764–1858)

Published online by Cambridge University Press:  28 November 2008

Michael H. Fisher
Affiliation:
Western Washington University

Extract

The British Empire established itself and expanded largely through its incorporation of existing indigenous political structures. A single British Resident or Political Agent, controlling a regional state through ‘advice’ given to the local prince or chief, became the norm for much of the Empire. India's princely states, where from the mid-eighteenth century the British first employed and developed this system of indirect rule, stood as the conscious model for later imperial administrators and politicians who wished to extend the Empire without the economic and political costs of direct annexation. In dealing with Malaya, East and West Africa from the mid-nineteenth century onward, officials in the field and notables in London sought to justify imperial expansion and to establish indirect rule efficiently by drawing upon the Indian example.Thus, during a century of empirical learning from relations with India'sprincely states, the British established a body of theory and policies about indirect rule which then spread throughout the rest of the Empire.

Type
Articles
Copyright
Copyright © Cambridge University Press 1984

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References

Research for this article was conducted in London and India between 1975 and 1982. Support for this research from the Social Science Research Council, Fulbright-Hays, Western Washington University, and the American Philosophical Society is gratefully acknowledged. I am also grateful to the staffs of the British Museum, Commonwealth Relations Office, and National Archives of India. I would like to thank Evelyn Albrecht for her statistical and technical advice and Joy Dabney for her careful reproduction of my graphs. The statements made and conclusions drawn are of course the responsibility of the author alone.

My statistical analysis employed the Statistical Package for the Social Sciences (SPSS) program. I compiled biographies for 615 British officials, virtually all who held offices defined as part of the ‘political line.’ These biographies include every post each official is known to have had as well as other pertinent data. This information, once coded, has allowed me to perform quantitative analysis of virtually the entire political line from the 1760s until 1857. Among the sources drawn upon were the complete series of ‘Personal Records,’ and ‘The Madras Army Service Lists,’ the annual numbers of the The East-India Register and Directory, Hodson, V. C. P., List of the Officers of the Bengal Army 1758–1834, 4 vols (London: Constable, 1927–1928)Google Scholar, Prinsep, Charles C., Record of Services of the Honourable East India Company's Civil Servants in the Madras Presidency from 1J41 to 1858 (London: Trubner, 1885)Google Scholar and numerous other manuscript and published volumes and series.

1 This proclamation sought to stabilize British relations with the princes, it was hoped, permanently. Subsequent to it, policies were formulated to bond the surviving princes of India to the British Queen-Empress, literally the ‘Kaiser of India’. See Bernard S. Cohn, ‘Representing Authority in Victorian England’, read at Symposium on Symbolism, Ritual and Political Power, Princeton University, March 14, 1981.

2 See Low, D. A., Lion Rampant: Essays in the Study of British Imperialism (London: Frank Cass, 1973), pp. 8695.Google Scholar

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18 Warren Hastings himself served as a Resident with primarily commercial but some political functions at Murshidabad from 1757 to 1760. See Glieg, George Robert, Memoirs of the Life of the Right Hon. Warren Hastings, 3 vols (London: Richard Bentley, 1841), 1: 5178.Google Scholar

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25 Since not every official held office for a full year, the numbers have been weighted so that they reflect the proportion of the year the office was actually held. An official holding an office for a full year thus counts as one; an official in office for only six months counts only one half, and so on.

26 Personal Records, 15:583, Commonwealth Relations Office.

27 The dual peak results from the summation of distinct patterns of military and civilian officials, to be explained later with reference to Chart 4.

28 See Spangenberg, Bradford, British Bureaucracy in India: Status, Policy and the I.C.S., in the Late 19th Century (Delhi: Manohar, 1976), pp. 5578 for a different approach to the measure of administrative efficiency.Google Scholar

29 Mysore had an infant ruler at the beginning of the century and then was under the temporary administration of British from 1831 to 1864. For an account of one Resident at Mysore see Bell, Evans, Memoir of General John Briggs of the Madras Army (London: Chatto and Windus, 1885) pp. 158ffGoogle Scholar. See also Copland, British Raj, passim.

30Cohn, Bernard S., ‘Recruitment and Training of British Civil Servants in India, 1600–1860’, in Braibanti, Ralph (ed.), Asian Bureaucratic Systems Emergent from the British Imperial Tradition (Durham, North Carolina: Duke University Commonwealth-Studies Center, 1966), p. 103.Google Scholar

31 Pay scales caused major debate throughout the period under study. One of the more drawn out disputes concerned the pay of Major, later General, Walker, Resident at Baroda, which continued for at least nine years. Turning down a 30,000 Rupee settlement offer from the Court of Directors, Walker held out for the additional 1,000 Rupee per month back pay he felt due to him and eventually won his case, including 8% interest on the money. Public Letter to Bombay 17 April 1811, and passim, Eur Ms C.198, Commonwealth Relations Office.

32 Personal Records, 12:479, Commonwealth Relations Office. See also Political Letters to Bombay 31 August 1804 and 29 August 1810, Eur Ms C. 198, Commonwealth Relations Office. The same was true for the other lines, see Court of Directors to Bombay Revenue Department 10 January 1811, Eur Ms C. 198.

33 Even though the total number of military in the service actually declined during his administration, Ellenborough regarded this as the major factor in his quarrel with the Directors, Ellenborough to Wellington 9 June 1842 cited in Broadfoot, W., The Career of Major George Broadfoot (London: John Murray, 1888), p. 195Google Scholar. See Ellenborough's letters to Claud Clerk dated 29 July 1842, 3 May 1843 and 16 April 1843 for n's frequent rewards of political posts for military officers, Claud Clerk Collection, Eur Ms D. 538/39, Commonwealth Relations Office.

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39 For an analysis of the Indian Civil Service in the late nineteenth century see Spangenberg, British Bureaucracy, Cohn, ‘Recruitment’, and Woodruff, The Men Who Ruled.

40 E.g. Bengal Secret Consultation, 18 April 1781, Eur Ms Addl 13612, Museum, British, and Hunter, William Wilson, Life of Brian Houghton Hodgson, British Resident at the Court of Nepal (London: John Murray, 1896).Google Scholar

41 Henry Torrens was better educated and older than almost all of the other officials at his level in the service. His devotion to poetry apparently further alienated him from his colleagues. After a series of rapid and unhappy postings, he was appointed Resident at Murshidabad. His editor wrote of this as ‘… an appointment in which he had little or nothing to do … an office which the most ordinary person might have filled … Mr Torrens was of the opinion that when he was sent to Murshidabad, it was a distinct declaration of the Government's intention to “shelve” him.’ Hume, James (ed.), A Selection from the Writings, Prose and Poetical, of the late Henry W. Torrens, Esq., B.A., Bengal Civil Service, and of the Inner Temple (Calcutta: R. C. Lepage, 1854), p. ci.Google Scholar

42 Wellesley appointed his protégé Josiah Webbe, to a series of posts in the political line explicitly in order to protect him from dismissal and disgrace at the hands of the next Governor General. Josiah Webbe to Thomas Munro, 9 November 1801 and 27 December 1801, Munro Collection, Eur Ms F. 151, file 5, Commonwealth Relations Office; M. Shawe to Malcolm, 27 February 1804, Eur Ms Addl 13602, British Museum.

43 This story may be colored by the subject's later success in this line. Glieg, John William, The Life and Correspondence of Major-General John Malcolm, G.C.B., Late Envoy to Persia, and Governor of Bombay, 2 vols (London: Smith, Elder, 1854), 1: 23, 63.Google Scholar

44 Interestingly, despite the suggestion that there might be an affinity between the British nobility and the political line, no evidence of a higher proportion of nobility, or sons of the nobility, within the political line can be found during this period.

45 Letters requesting or using influence are found throughout the Residents' correspondence. E.g. David Octerlony, Resident at Delhi to Secretary to Government, 21 December 1804, Bengal Secret and Political Consultations 18 July 1805, Commonwealth Relations Office.

46 Richard Jenkins to Bayley, 10 January 1815, Nagpur Residency Private Letter Book, Eur Ms E. 111, Commonwealth Relations Office.

47 Letter of Ellenborough to Sir William Nott, 21 September 1842, quoted in Stocqueler, J. H. (ed.), Memoirs and Correspondence of Major-General Sir William Nott, GCB, 2 vols (London: Hurst and Blackett, 1854), 2: 169.Google Scholar

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49Kaye, , Malcolm, 1: 106.Google Scholar

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52 Richard Jenkins, Resident at Nagpur to Sydenham, 12 May 1810, Nagpur Residency Private Letter Book, Eur Ms E. 111, Commonwealth Relations Office.

53 Richard Strachey to Ricketts, 6 June 1816, Richard Strachey Letters, 1813–1817, Eur Ms D. 585, Commonwealth Relations Office. Richard Jenkins describes a career in the political line to an unknown relative who apparently considered pursuing it. Richard Jenkins to [?], 17 September 1815, Nagpur Residency Private Letter Book, Eur Ms E. 111, Commonwealth Relations Office.

54 Governor General to Governor Bombay, 7 January 1773, Bengal Secret Consultations 7 January 1773, No. 2, and Governor General to Resident Poona, 13 October 1773, Bengal Secret Consultations 13 October 1773, No. 9, Commonwealth Relations Office.

55 Governor General to Governor Bombay, 8 February 1779, Bengal Secret Consultations 8 February 1779, Commonwealth Relations Office.

56 Governor General's Minute, 26 November 1784, Bengal Secret Consultations 14 December 1784 and Resident Poona to Boddam, 8 February 1786, Malet Collection, Eur Ms F. 149, Commonwealth Relations Office.

57 Governor General to Select Committee Fort St George, 1 November 1779, Bengal Secret Consultations 1 November 1779, Commonwealth Relations Office.

58 Fort St George to Governor General, 13 March 1780, Bengal Secret Consultations 15 May 1780, Fort St George to Governor General, 19 May 1780, Bengal Secret Consultations 12 June 1780, and Governor General to Fort St George, 29 June 1780, Bengal Secret Consultations, Eur Ms Addl 28994 and Hollond to Governor General, 9 June 1780, Bengal Secret Consultation 17 July 1780, Eur Ms Addl 28995, and James Grant to Governor General, 31 January 1783, Eur Ms Addl 28999, British Museum.

59 Fort St George to Court of Directors, 8 March 1805, Bengal Political Consultations 2 May 1805, No. 5, Commonwealth Relations Office.

60 Governor General to Select Committee Fort St George, 1 November 1779, Bengal Secret Consultations 1 November 1779.

61 Resident Poona to Messrs Porcher, Redhead and Gardiner, 4 September 1789, Malet Collection, Eur Ms F. 149, Commonwealth Relations Office.

62 The full text of the letter, some 500 words, is quoted in full in Tupper, Charles L. (comp), Indian Political Practice: A Collection of the Decisions of the Government of India in Political Cases, 4 vols (Delhi: B.R. Publishing Corporation, 1974 reprint), 3: 156.Google Scholar

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64 Printed in full in his A Memoir of Central India, 2 vols (London: Kingsbury, Parbury and Allen, 1823), Appendix 18, pp. 433–75.Google Scholar

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66 Private letter to Stewart, n.d. quoted in Kaye, , Malcolm, 2: 371.Google Scholar

67 Indeed, the officers of the Madras army comprised the largest group within the political line in India as well, as we have seen. Mills, L. A., British Malaya, 1824–1867 (Singapore: Methodist Publishing House, 1925), p. 95.Google Scholar

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69 Lt Gov. Penang to Colonial Secretary, Singapore, 6 September and 24 October 1872 in CO 273/61 and ‘Perak and Larut Disturbances’, Archive Room, Raffles Museum, cited in Cowan, p. 126 n. 58.Google Scholar

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78 Report on the Niger–Sudan Campaign to the Earl of Scarbrough, Deputy Governor, Royal Niger Company, 1897 cited in Perham, , Lugard: The Years of Adventure, p. 625.Google Scholar

79 No less than seven major figures who shaped Britain's indirect administration of Egypt had significant Indian experience. Owen, Roger, ‘The Influence of Lord Cromer's Indian Experience on British Policy in Egypt 1883–1907’, Middle Eastern Affairs, 4, ed.Hourani, Albert, St. Anthony's Papers, 17 (London: Oxford University Press, 1965), pp. 109–39.Google Scholar